India's first sector-intelligent secretarial audit compliance platform. A bank, an NBFC, a pharma company and a startup face different regulatory universes — a generic MR-3 checklist can't cover them all.
Choose from 14 sectors. The platform auto-loads the correct legal hierarchy — Acts, Rules, Regulations, Notifications and Circulars — for that sector. No manual searching.
Obligations broken down by regulatory layer and entity sub-type: NBFC base vs upper layer, SCB vs SFB vs payments bank, life vs general vs composite insurer.
8–10 structured audit steps per sector covering applicable laws, registrations and filings — beyond generic company-law compliance.
Quick MR-3 (no CSAS needed) or Full Audit MR-3 with Annexure-1 (CSAS-based), with pre-drafted non-compliance qualification language ready to insert. MR-3 is never blocked by CSAS status.
Pick a client's sector and the platform loads the exact applicable laws — with regulator, hierarchy level and obligation counts — so nothing generic slips through.
Pharmacy audit scope — real applicable laws with regulators (CDSCO, PCI, NPPA), category and item counts.
PCS dashboard — audit status, engagement mix and client scope distribution.
Clients & regulatory scope — each client mapped to its sector and sub-sector.
Peer-reviewed CS mandatory for listed-entity secretarial audits from April 1, 2025. ASCR deadlines tracked across all 14 sectors.
Banking answers to RBI, telecom to DoT and TRAI, IFSC to IFSCA. One generic checklist cannot cover them all.
DPDP Rules, the Four Labour Codes, the Insurance Laws Amendment Act 2025, MMDR amendments and IFSCA Bullion Regulations — tracked as they change.
Act → Rule → Regulation → Notification → Circular → Order → Compliance Obligation. Every obligation traceable to its statutory source.
Path A produces a Quick MR-3 with no CSAS required (Basic and Standard plans). Path B produces a Full Audit MR-3 with Annexure-1 based on a complete CSAS secretarial audit — recommended for listed entities and large companies.
Content is ACS-verified and kept current with regulatory changes across all 14 sectors, with each obligation traceable through the seven-level legal hierarchy to its statutory source.
sector.rocprompt.in is part of the ROCPrompt ecosystem — same security model (RBAC, tenant isolation, HTTPS-only), focused specifically on sector-wise secretarial audit.
Start free and run your next secretarial audit with sector intelligence built in.
